-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SnARqFRUyuHYUCU2WkliWPKXviJgnxM7dZvZ2P19XEo0cXB7UGD7qyS38nw+6KYo NU0MkWh0PyaxZV/tPVWF0g== 0001341004-07-000599.txt : 20070214 0001341004-07-000599.hdr.sgml : 20070214 20070214141850 ACCESSION NUMBER: 0001341004-07-000599 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RESEARCH IN MOTION LTD CENTRAL INDEX KEY: 0001070235 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 000000000 FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-56515 FILM NUMBER: 07618187 BUSINESS ADDRESS: STREET 1: 295 PHILLIP ST STREET 2: WATERLOO CITY: ONTARIO CANADA STATE: A6 ZIP: 00000 BUSINESS PHONE: 5198887465 MAIL ADDRESS: STREET 1: 295 PHILLIP STREET STREET 2: WATERLOO, ONTARIO N2L 3W8 CITY: ONTARIO STATE: A6 ZIP: N2L 3W8 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BALSILLIE JAMES L CENTRAL INDEX KEY: 0001218291 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 295 PHILLIP STREET CITY: WATERLOO ONTARIO CANADA STATE: A6 ZIP: N2L3W8 BUSINESS PHONE: 5198887465 MAIL ADDRESS: STREET 1: 295 PHILLIP ST CITY: WATERLOO ONTRIO CANADA STATE: A6 ZIP: N2L3W8 SC 13G/A 1 rim13ga.htm SC 13G/A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 6)

 

RESEARCH IN MOTION LIMITED

(Name of Issuer)

 

Common Shares

(Title of Class of Securities)

 

760975-10-2

(CUSIP Number)

 

Check the appropriate box to designate the rule pursuant to which the Schedule is filed:

 

o Rule 13d-1(b)

 

o Rule 13d-1(c)

 

x Rule 13d-1(d)

 

*         The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

 

CUSIP No. 760975-10-2

13G

Page 2 of 6 Pages

(1)

Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (entities only)

 

James L. Balsillie

(2)

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) o

(b) o

(3)

SEC Use Only

(4)

Citizenship or Place of Organization

 

Canadian

 

 

Number of

Shares Beneficially

Owned

by Each

Reporting

Person With

 

(5)

Sole Voting Power

 

12,432,854

(6)

Shared Voting Power

 

0

(7)

Sole Dispositive Power

 

12,432,854

(8)

Shared Dispositive Power

 

0

(9)

Aggregate Amount Beneficially Owned by Each Reporting Person

 

12,432,854 at December 31, 2006

(10)

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o

(11)

Percent of Class Represented by Amount in Row (9)

 

6.7%

(12)

Type of Reporting Person (See Instructions)

 

IN

 

 

2

 


 

Item 1(a).

Name of Issuer

 

 

Research In Motion Limited

 

Item 1(b).

Address of Issuer’s Principal Executive Offices

 

 

295 Philip Street

 

Waterloo, Ontario N2L 3W8

 

Item 2(a).

Name of Person Filing

 

 

James L. Balsillie

 

 

Of the 12,432,854 Common Shares beneficial­ly owned by Mr. Balsillie:

 

 

(i)

11,136,822 Common Shares are registered in the name of 1258700 Ontario

 

Limited, all the shares of which are owned by Mr. Balsillie;

 

 

(ii)

666,032 Common Shares are personally owned by Mr. Balsillie; and

 

 

(iii)

630,000 Common Shares are subject to stock options granted to Mr. Balsillie

 

that are presently exercisable or will be exercisable or will be exercisable on or

 

before March 1, 2007.

 

 

The 12,432,854 Common Shares beneficially owned by Mr. Balsillie

 

does not include 320,000 Common Shares subject to stock options

 

granted to Mr. Balsillie that are exercisable after March 1, 2007.

 

Item 2(b).

Address of Principal Business Office or, if None, Residence

 

 

295 Philip Street

 

Waterloo, Ontario N2L 3W8

 

Item 2(c).

Citizenship

 

 

Canadian

 

Item 2(d).

Title of Class of Securities

 

 

Common Shares

 

Item 2(e).

CUSIP Number

 

 

760975-10-2

 

 

3

 


 

Item 3.

Filing Category

 

 

Not applicable

 

Item 4(a).

Amount Beneficially Owned

 

 

12,432,854

 

Item 4(b).

Percent of Class

 

 

6.7%

 

Item 4(c).

Number of shares as to which the Reporting Person has:

 

 

(i)

sole power to vote or direct the vote:

 

 

12,432,854

 

 

(ii)

shared power to vote or direct the vote:

 

 

0

 

 

(iii)

sole power to dispose or to direct the disposition:

 

 

12,432,854

 

 

(iv)

shared power to dispose or to direct the disposition:

 

 

0

 

Item 5.

Ownership of Five Percent or Less of a Class

 

 

Not applicable

 

Item 6.

Ownership of More Than Five Percent on Behalf of Another Person

 

 

Not applicable

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired

 

The Security Being Reported on By the Parent Hold­ing Company  

 

 

Not applicable

 

Item 8.

Identification and Classification of Members of the Group

 

 

Not applicable

 

Item 9.

Notice of Dissolution of Group

 

 

4

 


 

 

Not applicable

 

Item 10.

Certification

 

 

Not applicable

 

 

5

 


 

SIGNATURE

 

 

After reasonable inquiry and to the best of the signatory’s knowledge and belief, the signatory certifies that the information set forth in this statement is true, complete and correct.

 

 

Dated: February 14, 2007

 

 

 

 

 

 

 


/s/ James L. Balsillie

 

 

 

James L. Balsillie

 

 

 

6

 

 

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